Do’s

1.Keep a reg­u­lar check of your Trad­ing and Depos­i­to­ry account.
2.Scrutinize each trans­ac­tion in your account and ensure that each is car­ried out as per your instruc­tions only.
3.Familiarize your­self with the Risk Dis­clo­sure Doc­u­ment (RDD) before com­mence­ment of trade.
4.Call on the land­line num­bers of your local branch and give clear and unam­bigu­ous instruc­tions while plac­ing orders over the phone. In case you vis­it the branch office, kind­ly give your orders in writ­ing.
5.Maintain secre­cy of your pass­word in case of Inter­net Trad­ing, since you are sole­ly respon­si­ble for all trans­ac­tions effect­ed from its usage. The pass­word should be dis­tinct & peri­od­i­cal­ly changed to ensure secu­ri­ty.
6.Settle the funds and secu­ri­ties oblig­a­tions as per Stock Exchange Rules. Always trans­fer funds only from your own bank accounts. We do not accept funds oth­er than from your reg­is­tered Bank accounts with us.
7.Provide accu­rate Email id, Client id, Depos­i­to­ry ID, Mobile Num­ber and Con­tact Details to ensure prompt receipt of cor­re­spon­dence such as con­tract notes, e-mails and oth­er infor­ma­tion.
8.The cor­re­spon­dence address should always be updat­ed.
9. Please bear in mind that while it is our endeav­or to inform you in case of mar­gin call, it is also your respon­si­bil­i­ty to main­tain the required mar­gins. GSV Secu­ri­ties Pri­vate Lim­it­ed reserves the right to square off any out­stand­ing posi­tions in case of short­fall in mar­gin and delay in pay­ments.
10.Transact through reg­is­tered Stock Exchanges and inter­me­di­aries.
11.Intimate any change in KYC details and ensure that it is prop­er­ly updat­ed in the data­base.
12.Be more vig­i­lant while trans­act­ing in illiq­uid scrips.
13. Trans­ac­tions should be in line with finan­cial details pro­vid­ed.
14. Use own fund for trans­ac­tions.
15.Make pay­ment only through cheque and elec­tron­ic trans­fers.
16.All the DD pay­ments more than Rs.50,000/- should be accom­pa­nied by Bank con­fir­ma­tion let­ter.
17.Use Re-acti­va­tion let­ter for in-active accounts more than 6months peri­od.
18.Monitor your trans­ac­tions reg­u­lar­ly and in case of any irreg­u­lar­i­ties, kind­ly con­tact us through let­ters or e-mail us.

19. Deal only with/ through SEBI reg­is­tered inter­me­di­aries.

20.Be aware that advice through tele­vi­sion or print media does not mean that it is the opin­ion of the chan­nel or   pub­lish­er.

21.Be extra cau­tious while using infor­ma­tion avail­able from media sources such as Websites/ Blogs/ News­pa­per Advertisements/  SMS’s Emails/rumours/ advice through tele­vi­sion or print media for infor­ma­tion and tips for intra-day, short term or   long term invest­ing.

 

 

       Dont’s

1.Do not reveal your per­son­al details to any­one, espe­cial­ly your Trad­ing pass­word.
2.If you are not famil­iar with com­put­ers and e-mails, please do not opt for Dig­i­tal Con­tract Notes (DCN) rather opt for phys­i­cal con­tract notes.
3.Do not believe in base­less and false assur­ances of guar­an­teed returns. There is no assur­ance of guar­an­teed or fixed peri­od­ic returns from Cap­i­tal Mar­ket.
4.Do not believe in any kind of promis­es made about assured returns by our employ­ees or Sub bro­kers or Autho­rised Per­sons or Mar­ket­ing Asso­ciates. They are not autho­rized or qual­i­fied to give such assur­ances or promis­es.
5.Do not sign blank Deliv­ery Instruc­tion Slips (DIS) issued for Depos­i­to­ry trans­ac­tions and hand over the same to any Depos­i­to­ry Par­tic­i­pant or bro­ker.
6.Do not get mis­led by guar­an­tees of repay­ment on your invest­ments through post dat­ed cheques.
7.Whenever pos­si­ble, avoid pay­ments through drafts.
8.Do not par­tic­i­pate in cir­cu­lar trad­ing and cross trad­ing.
9.Do not par­tic­i­pate in any mar­ket manip­u­la­tion activ­i­ties
10.Do not give any cash for set­tle­ment of trad­ing activ­i­ties.
11.Do not make third par­ty cheque pay­ments.  

12.Do not get car­ried away by adver­tise­ments promis­ing unre­al­is­tic gains and wind­fall prof­its.

13.Do not invest based on mar­ket rumours or uncon­firmed or unau­then­tic news.

14..Do not be guid­ed by astro­log­i­cal pre­dic­tions on share prices and mar­ket move­ments.

15.Do not make invest­ment deci­sions on the basis of implicit/explicit promis­es made by any­one.

16.Do not be undu­ly influ­enced by indica­tive returns.

17.Do not be undu­ly influ­enced by Bull Runs/Bear Runs while mak­ing invest­ment deci­sions.

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